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FINRA Suspends Former Edward Jones Financial Advisor, Albert DeGaetano of Independence, Ohio, for alleged Excessive Trading
15 Dec 2021, 8:58 am by Stoltmann Law Offices
DeGaetano “executed 470 securities transactions in the accounts of a fundraising organization for a charitable hospital without its authorization or consent,” according to the FINRA letter. [read post]
Securities Fraud Attorneys Blog - https://blog.stoltmannlaw.com/